Via News Knowledge File
Securities and Exchange Commission
government agency80% conf.·synced Oct 30, 2026
Federal regulatory agency overseeing securities markets
9
sourced metrics
1487
relationships
4
stated objectives
6
Via News reports
Every fact below is drawn from Via News's knowledge graph and linked to the source document it came from. Nothing here is unsourced. How we source →
Key metrics · each point sourced
Rias Over 75 Years Old
89companies
Jan 1, 2025source
Rias Registered Before 2018
7935companies
Jan 1, 2025source
Client Count
68400000clients
Jan 1, 2025source
Employee Count
1000000employees
Jan 1, 2025source
Assets Under Management
144.6trillion_USD
Jan 1, 2025⚠ sources conflictsource
Registered Rias
15870companies
Jan 1, 2025source
Rias Over 50 Years Old
124companies
Jan 1, 2025source
Registered Companies
436companies
Jan 1, 1940source
Account Count
300000accounts
Jan 1, 1940source
Stated objectives
Explore ways to allow 401(k) plan participants to have greater access to alternative assets
sourcestated
Recover funds through SEC Whistleblower program; persons with non-public information regarding Coty may receive rewards up to 30% of any successful SEC recovery
sourcetarget: 30 percent of successful recovery stated
Issue an innovation exemption allowing third-party tokenization of public company stocks without issuer consent
sourceby 2026-05-23 00:00:00stated
Enable stock tokenization on blockchain through an innovation exemption, allowing 24/7 trading of equities including by third parties without company consent
sourcestated
Relationship graph · 1487 connections
regulates
1242
regulated by
206
Employs
17
governs
7
files with
3
contracted by
2
allied with
2
employed by
2
regulates
Eos Energy Enterprises, Inc.BankUnited, Inc.Maui Land & Pineapple Company, Inc.Natural Gas Services Group, Inc.Monster Beverage Corporation4.500% Senior Notes due 2033Eos Energy Enterprises, Inc.Alpha Metallurgical Resources, Inc.Cibus, Inc.Driven Brands Holdings Inc.Sharkey, Howes & Javer Wealth AdvisorsIris Acquisition Corp II
Via News coverage
Robinhood's Books Show Why Retail Event Contracts Are Arriving, While Fintech Funding Chases AI-Agent Trust
October 24, 2026
Merck's Cash Swings and Rising Costs Frame Oncology's Big Autumn: Two Dates, Two Filings, and a Sector Where Small Players Are Cutting
October 10, 2026
SEC-Regulated Firm Launches First Algorithmic XRP Trading Strategy for Institutional Investors
February 20, 2026
Figure Technology's AAA Blockchain Rating Signals Institutional Turning Point for DeFi Lending
February 19, 2026
Fed Leadership Shift, Congressional Stock Trades, and SEC Reforms Signal New Era for U.S. Financial Governance
February 18, 2026
Seven-Month Filing Delay Raises Deal Failure Alarm for Crown PropTech SPAC Merger
February 18, 2026
This Knowledge File is assembled from Via News's source-traceable knowledge graph. Metrics, objectives and relationships are extracted from primary and credible secondary documents and refreshed on a schedule. Read our methodology →